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Financial Services and Markets Act
Results: 894

#	Item
111	Corporations and Markets Advisory Committee: Managed investment schemes Submission by the Australian Securities and Investments Add to Reading List Source URL: www.camac.gov.au Language: English - Date: 2014-11-27 20:09:00 Economy of Australia Collective investment schemes Financial services Australian law Responsible entity Australian Securities and Investments Commission Corporations Act Real estate investment trust Australian Financial Services License Law Financial economics Investment
112	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 11, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 06:13:10 United States Securities and Exchange Commission Financial system 73rd United States Congress Financial services Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Finance United States securities law Financial economics
113	Microsoft PowerPoint - 5438009_NZ Financial Services Regulation [Compatibility Mode] Add to Reading List Source URL: www.afma.com.au Language: English - Date: 2014-02-11 22:34:13 Financial economics Financial adviser Securities regulation in the United States Financial Markets Authority Financial regulation Economics Federal Financial Supervisory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Government Securities Commission of New Zealand Securities Commission
114	CB[removed]) Bills Committee on Companies Bill Follow-up Action to the Meeting of 30 May 2012 – Qualifying Criteria for Private Companies Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2012-06-04 02:22:39 Financial Services and Markets Act Financial Services Act
115	Date: 25 February 2015 ESMA[removed]PRESS RELEASE ESMA publishes review on best execution supervisory practices under MiFID The European Securities and Markets Authority (ESMA) has conducted a peer review on Add to Reading List Source URL: www.esma.europa.eu Language: English - Date: 2015-03-08 12:26:13 Government Markets in Financial Instruments Directive Law Esma European Insurance and Occupational Pensions Authority European Securities and Markets Authority Best execution Essential Services Maintenance Act Comisión Nacional del Mercado de Valores Financial regulation European Union Financial markets
116	Companies Bill C775 Part 9—Division 1 Clause 356 Part 9 Add to Reading List Source URL: www.fstb.gov.hk Language: English - Date: 2013-12-11 09:35:04 Financial Services and Markets Act Regulation S-X Financial statement Finance Business
117	Companies Ordinance A3977 Part 9—Division 1 Section 357 Ord. No. 28 of 2012 Add to Reading List Source URL: www.cr.gov.hk Language: English - Date: 2014-09-25 00:10:05 Financial Services Act Financial statement SEC filings Financial Services and Markets Act
118	Overview Financial services: regulation, redress and advice overview 2014 Add to Reading List Source URL: www.nao.org.uk Language: English - Date: 2015-02-27 06:23:14 Financial Services Authority Financial Conduct Authority Prudential Regulation Authority Ombudsman Financial Services and Markets Act The Money Advice Service National Audit Office Federal administration of Switzerland United Kingdom Economy of the United Kingdom Financial Ombudsman Service
119	Companies and Securities Advisory Committee Consultation Paper Retail Client Compensation in Financial Markets Add to Reading List Source URL: www.camac.gov.au Language: English - Date: 2014-11-27 20:05:17 Financial services Collective investment scheme Funds UBS Ponzi scheme Intermediary Securities and Exchange Board of India Act Financial economics Investment Finance
120	2008/2: Regulatory Reform (Financial Services and Markets Act 2000) Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:43 Listing Rules Financial Services Authority Financial Services and Markets Act Sourcebook United Kingdom Economy of the United Kingdom United Kingdom company law